Services: Risk management & investment compliance

NATAM defines with the client the most appropriate risk management process and investment policies. In order to meet the regulatory requirements, services include ensuring regulatory notifications, identifying solutions in case of breaches, and providing valuation support.

NATAM defines with the client the most appropriate risk management process and policies, to meet the regulatory requirements. 

The risk management services provide an ongoing monitoring of the risks related to the fund portfolio, through indicators such as VaR, Commitments, back testing and stress test.

In addition to market risks, also the operational, counter party and liquidity risks are monitored. 

NATAM services include drafting of the fund investment policy and investment monitoring for the purpose of compliance with the regulations. NATAM supervises the observance of portfolio investment limits set out in the prospectus and in the corresponding regulations. 

NATAM provides valuation support, ensures regulatory notifications and identifies solutions in case of breaches.

  • Customize the risk framework and policies; 
  • Risk profiling of the fund and of its sub-funds;
  • Ongoing risk monitoring 
  • Post-trade compliance including the monitoring of portfolio investment restrictions.

Go to: Set-up & legal compliance

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